Account Opening
If you would like to open a securities trading account with us, please visit us at our opening hours and bring the following documents:
- Original copy of Identity Card, Original copy of address proof within last 3 months (bank account statement or public utility bills, etc.)
If your Company would like to open a securities trading account with us, please visit us at our opening hours and bring the following documents:
| 1 | Certified true copy of Certificate of Incorporation |
| 2 | Certified true copy of Business Registration Certificate (for Company registered in Hong Kong) |
| 3 | Certified true copy of Memorandum & Articles of Association |
| 4 | Certified true copy of latest audited account or financial statements |
| 5 | Certified true copy of Latest Register of Directors and Register of Shareholders |
| 6 | Certified true copy of board resolution authorizing the opening of an Account with Zhongcai Securities Limited and the appointment of authorized persons to give instructions in relation to the Account (with the full name of the authorized person, their signatory specimen, and their capacity/authority) |
| 7 | Copy of ID card or valid passport of all substantial shareholders (who is entitled to exercise, or control the exercise of, 10% or more of voting power at the general meeting of the company), ultimate beneficial owners, all authorized persons and directors |
| 8 | Residential address proof of all substantial shareholders and ultimate beneficial owners |
| 9 | Business address proof within last 3 months (if such address is different from the registered office address shown in the Business Registration Certificate or Certificate of Incumbency) |
| 10 | For locally incorporated company: a search of file at the Hong Kong Company Registry OR obtain from the client a certified true copy of a company search report certified by a company registry or professional third party(remarks: the company search report should have been issued within the last 6 months) |
| 11 | For a company incorporated overseas: certified true copy of a certificate of incumbency certified by a professional third party (remarks: the certificate of incumbency should have been issued within the last 6 months) |
| 12 | For companies with multiple layers in their ownership structure (if applicable): Ownership chart should be declared by director (include company name, place of incorporation and the rationale behind the structure); and Follow the chain of ownership to the individuals who are the ultimate beneficial owners; Certified true copy of ID card or valid passport of all substantial shareholders and ultimate beneficial owners; Copy of Certificate of Incorporation and Latest Register of Directors of Intermediate Layers |
| 13 | Personal Guarantee |
Documents should be certified by professional third party (e.g. practicing Solicitor, certified practicing accounts, or Notary Public). Self-certification by customer is NOT accepted.